Td Securities (USA) LLC Senior Compliance Officer $116,147 /yr ↗ $116,147 /yr
I-200-26107-806105 Reported wage: $116,147 / year Annualized: $116,147 Status: Certified Fiscal year: 2026 Decision: 2026-04-24 Employment end: 2029-09-30 Worker positions: 1
Employer-reported disclosure · Base wage, not total compensation.
New York, NY 04/17/2026 10/01/2026 Hsbc Technology & Services (USA) Inc. Compliance Officer/Senior Compliance Officer-Kbgfjg226836-2 $180,000 /yr ↗ $180,000 /yr
I-200-26105-794350 Reported wage: $180,000 / year Annualized: $180,000 Status: Certified Fiscal year: 2026 Decision: 2026-04-21 Employment end: 2029-09-30 Worker positions: 1
Employer-reported disclosure · Base wage, not total compensation.
Seattle, WA 04/14/2026 10/01/2026 Rbc Capital Markets LLC Senior Compliance Specialist (Senior Compliance Officer) - 1 $105,000 /yr ↗ $105,000 /yr
I-200-26103-784881 Reported wage: $105,000 / year Annualized: $105,000 Status: Certified Fiscal year: 2026 Decision: 2026-04-20 Employment end: 2029-09-30 Worker positions: 1
Employer-reported disclosure · Base wage, not total compensation.
Minneapolis, MN 04/13/2026 10/01/2026 Prometrics Legal Hub, LLC Senior Compliance Officer $97,000 /yr ↗ $97,000 /yr
I-200-26091-749425 Reported wage: $97,000–$99,000 / year Annualized: $97,000 Status: Certified Fiscal year: 2026 Decision: 2026-04-08 Employment end: 2029-09-30 Worker positions: 1
Employer-reported disclosure · Base wage, not total compensation.
Westerville, OH 04/01/2026 10/01/2026 Prometrics Legal Hub, LLC Senior Compliance Officer $97,000 /yr ↗ $97,000 /yr
I-200-26091-749453 Reported wage: $97,000–$99,000 / year Annualized: $97,000 Status: Certified Fiscal year: 2026 Decision: 2026-04-08 Employment end: 2029-09-30 Worker positions: 1
Employer-reported disclosure · Base wage, not total compensation.
Westerville, OH 04/01/2026 10/01/2026 Prometrics Legal Hub, LLC Senior Compliance Officer $97,000 /yr ↗ $97,000 /yr
I-200-26092-749507 Reported wage: $97,000–$99,000 / year Annualized: $97,000 Status: Certified Fiscal year: 2026 Decision: 2026-04-08 Employment end: 2029-09-30 Worker positions: 1
Employer-reported disclosure · Base wage, not total compensation.
Westerville, OH 04/01/2026 10/01/2026 Le Trone LLC Senior Compliance Officer $60,000 /yr ↗ $60,000 /yr
I-200-24226-262509 Reported wage: $60,000–$70,000 / year Annualized: $60,000 Status: Certified Fiscal year: 2024 Decision: 2024-08-19 Employment end: 2027-12-10 Worker positions: 1
Employer-reported disclosure · Base wage, not total compensation.
Richmond Hill, NY 08/12/2024 12/11/2024 Jpmorgan Chase & Co Senior Compliance Officer/Associate $118,000 /yr ↗ $118,000 /yr
I-200-21089-185271 Reported wage: $118,000 / year Annualized: $118,000 Status: Certified - Withdrawn Fiscal year: 2024 Decision: 2024-06-07 Employment end: 2024-07-27 Worker positions: 1
Employer-reported disclosure · Base wage, not total compensation.
Columbus, OH 03/30/2021 07/28/2021 Validation Associates LLC Senior Compliance Officer $91,000 /yr ↗ $91,000 /yr
I-200-22157-249395 Reported wage: $91,000 / year Annualized: $91,000 Status: Certified Fiscal year: 2022 Decision: 2022-06-13 Employment end: 2025-11-30 Worker positions: 1
Employer-reported disclosure · Base wage, not total compensation.
Herndon, VA 06/06/2022 12/01/2022 Sg Equipment Finance USA Corp. Senior Compliance Officer $103,000 /yr ↗ $103,000 /yr
I-200-21201-473305 Reported wage: $103,000 / year Annualized: $103,000 Status: Certified Fiscal year: 2021 Decision: 2021-07-27 Employment end: 2024-09-17 Worker positions: 1
Employer-reported disclosure · Base wage, not total compensation.
Jersey City, NJ 07/20/2021 09/18/2021 Cibc World Markets Corp. Senior Compliance Officer $75,000 /yr ↗ $75,000 /yr
I-200-20119-522363 Reported wage: $75,000 / year Annualized: $75,000 Status: Certified Fiscal year: 2020 Decision: 2020-05-04 Employment end: 2023-07-31 Worker positions: 1
Employer-reported disclosure · Base wage, not total compensation.
New York, NY 04/27/2020 08/01/2020 Point72, L.P. Senior Compliance Officer $111,862 /yr ↗ $111,862 /yr
I-200-20092-451784 Reported wage: $111,862–$163,350 / year Annualized: $111,862 Status: Certified Fiscal year: 2020 Decision: 2020-04-08 Employment end: 2023-09-30 Worker positions: 1
Employer-reported disclosure · Base wage, not total compensation.
New York, NY 04/01/2020 10/01/2020 Jpmorgan Chase & Co. Associate, Senior Compliance Officer, Data Scientist $118,000 /yr ↗ $118,000 /yr
I-200-20057-351748 Reported wage: $118,000 / year Annualized: $118,000 Status: Certified Fiscal year: 2020 Decision: 2020-03-03 Employment end: 2023-08-18 Worker positions: 1
Employer-reported disclosure · Base wage, not total compensation.
New York, NY 02/25/2020 08/19/2020 Us Tiger Securities, Inc. Senior Compliance Officer $85,000 /yr ↗ $85,000 /yr
I-200-19362-219431 Reported wage: $85,000 / year Annualized: $85,000 Status: Certified Fiscal year: 2020 Decision: 2020-01-03 Employment end: 2022-12-29 Worker positions: 1
Employer-reported disclosure · Base wage, not total compensation.
New York, NY 12/27/2019 12/30/2019 Us Tiger Securities, Inc. Senior Compliance Officer $85,000 /yr ↗ $85,000 /yr
I-200-19358-215576 Reported wage: $85,000 / year Annualized: $85,000 Status: Certified Fiscal year: 2020 Decision: 2020-01-01 Employment end: 2022-12-29 Worker positions: 1
Employer-reported disclosure · Base wage, not total compensation.
New York, NY 12/24/2019 12/30/2019 Straits Financial LLC Senior Compliance Officer $90,000 /yr ↗ $90,000 /yr
I-200-19225-920840 Reported wage: $90,000–$90,000 / year Annualized: $90,000 Status: Certified Fiscal year: 2019 Decision: 2019-08-19 Employment end: 2022-08-31 Worker positions: 1
Employer-reported disclosure · Base wage, not total compensation.
Chicago, ILLINOIS 08/13/2019 09/03/2019 Citizens Financial Group, Inc. Vice President, Senior Compliance Officer $82,000 /yr ↗ $82,000 /yr
I-200-19198-009022 Reported wage: $82,000–$120,000 / year Annualized: $82,000 Status: Certified Fiscal year: 2019 Decision: 2019-07-25 Employment end: 2022-08-31 Worker positions: 1
Employer-reported disclosure · Base wage, not total compensation.
Glen Allen, VIRGINIA 07/19/2019 09/01/2019 Validation Associates LLC Senior Compliance Officer $87,714 /yr ↗ $87,714 /yr
I-200-19123-340053 Reported wage: $87,714 / year Annualized: $87,714 Status: Certified Fiscal year: 2019 Decision: 2019-06-06 Employment end: 2022-11-30 Worker positions: 1
Employer-reported disclosure · Base wage, not total compensation.
Herndon, VIRGINIA 06/01/2019 12/01/2019 Jpmorgan Chase & Co. Associate, Senior Compliance Officer $115,000 /yr ↗ $115,000 /yr
I-200-19042-233010 Reported wage: $115,000 / year Annualized: $115,000 Status: Certified Fiscal year: 2019 Decision: 2019-02-21 Employment end: 2022-08-16 Worker positions: 1
Employer-reported disclosure · Base wage, not total compensation.
Jersey City, NEW JERSEY 02/14/2019 08/16/2019 Jpmorgan Chase & Co. Associate, Senior Compliance Officer, Data Scientist $118,000 /yr ↗ $118,000 /yr
I-200-19043-974880 Reported wage: $118,000 / year Annualized: $118,000 Status: Certified Fiscal year: 2019 Decision: 2019-02-20 Employment end: 2022-08-14 Worker positions: 1
Employer-reported disclosure · Base wage, not total compensation.
New York, NEW YORK 02/13/2019 08/14/2019 Jpmorgan Chase & Co. Associate, Senior Compliance Officer $115,000 /yr ↗ $115,000 /yr
I-200-19042-117817 Reported wage: $115,000 / year Annualized: $115,000 Status: Certified Fiscal year: 2019 Decision: 2019-02-19 Employment end: 2022-08-13 Worker positions: 1
Employer-reported disclosure · Base wage, not total compensation.
New York, NEW YORK 02/12/2019 08/13/2019 Tenet Employment, Inc. Senior Compliance Officer $75,000 /yr ↗ $75,000 /yr
I-200-19030-060519 Reported wage: $75,000–$75,000 / year Annualized: $75,000 Status: Withdrawn Fiscal year: 2019 Decision: 2019-01-30 Employment end: 2022-02-17 Worker positions: 1
Employer-reported disclosure · Base wage, not total compensation.
Dallas, TEXAS 01/30/2019 02/18/2019 Tenet Employment, Inc. Senior Compliance Officer $75,000 /yr ↗ $75,000 /yr
I-200-19030-275998 Reported wage: $75,000–$75,000 / year Annualized: $75,000 Status: Withdrawn Fiscal year: 2019 Decision: 2019-01-30 Employment end: 2022-02-17 Worker positions: 1
Employer-reported disclosure · Base wage, not total compensation.
Dallas, TEXAS 01/30/2019 02/18/2019 Jpmorgan Chase &Amp; Co. Associate, Senior Compliance Officer $115,000 /yr ↗ $115,000 /yr
I-200-18051-038738 Reported wage: $115,000 / year Annualized: $115,000 Status: Certified - Withdrawn Fiscal year: 2018 Decision: 2018-07-24 Employment end: 2021-08-20 Worker positions: 1
Employer-reported disclosure · Base wage, not total compensation.
Columbus, OH 02/21/2018 08/20/2018 Jpmorgan Chase & Co. Associate - Senior Compliance Officer $75,000 /yr ↗ $75,000 /yr
I-200-18109-109435 Reported wage: $75,000 / year Annualized: $75,000 Status: Certified Fiscal year: 2018 Decision: 2018-04-25 Employment end: 2021-08-26 Worker positions: 1
Employer-reported disclosure · Base wage, not total compensation.
Brooklyn, NY 04/19/2018 08/26/2018