Zasti Inc. Chief Compliance Officer $120,000 /yr ↗ $120,000 /yr
I-200-26126-875999 Reported wage: $120,000 / year Annualized: $120,000 Status: Certified Fiscal year: 2026 Decision: 2026-05-13 Employment end: 2029-09-30 Worker positions: 1
Employer-reported disclosure · Base wage, not total compensation.
Ashburn, VA 05/06/2026 10/01/2026 Octogone Na LLC Chief Compliance Officer $106,000 /yr ↗ $106,000 /yr
I-200-25161-073101 Reported wage: $106,000 / year Annualized: $106,000 Status: Certified Fiscal year: 2025 Decision: 2025-06-17 Employment end: 2028-09-30 Worker positions: 1
Employer-reported disclosure · Base wage, not total compensation.
Miami, FL 06/10/2025 10/01/2025 Order Express, Inc. Chief Compliance Officer $115,000 /yr ↗ $115,000 /yr
I-200-25113-896838 Reported wage: $115,000 / year Annualized: $115,000 Status: Certified Fiscal year: 2025 Decision: 2025-04-30 Employment end: 2028-09-30 Worker positions: 1
Employer-reported disclosure · Base wage, not total compensation.
Chicago, IL 04/23/2025 10/01/2025 C2 Energy Capital LLC Legal Counsel And Chief Compliance Officer $155,000 /yr ↗ $155,000 /yr
I-200-24172-132404 Reported wage: $155,000 / year Annualized: $155,000 Status: Certified Fiscal year: 2024 Decision: 2024-06-27 Employment end: 2027-09-30 Worker positions: 1
Employer-reported disclosure · Base wage, not total compensation.
Little Ferry, NJ 06/20/2024 10/01/2024 Eshares, Inc. Dba Carta Chief Compliance Officer, Brokerage And Markets $318,270 /yr ↗ $318,270 /yr
I-200-22048-908798 Reported wage: $318,270 / year Annualized: $318,270 Status: Certified Fiscal year: 2022 Decision: 2022-02-24 Employment end: 2025-04-22 Worker positions: 1
Employer-reported disclosure · Base wage, not total compensation.
New York, NY 02/16/2022 04/23/2022 Eshares, Inc. Dba Carta Chief Compliance Officer, Brokerage And Markets $318,270 /yr ↗ $318,270 /yr
I-200-22048-908827 Reported wage: $318,270 / year Annualized: $318,270 Status: Certified Fiscal year: 2022 Decision: 2022-02-24 Employment end: 2025-04-22 Worker positions: 1
Employer-reported disclosure · Base wage, not total compensation.
Brooklyn, NY 02/16/2022 04/23/2022 Cleerly, Inc. General Counsel And Chief Compliance Officer $250,000 /yr ↗ $250,000 /yr
I-200-21348-764915 Reported wage: $250,000–$300,000 / year Annualized: $250,000 Status: Certified Fiscal year: 2022 Decision: 2021-12-21 Employment end: 2025-01-23 Worker positions: 1
Employer-reported disclosure · Base wage, not total compensation.
New York, NY 12/14/2021 01/24/2022 Eshares, Inc. Dba Carta Chief Compliance Officer, Brokerage And Markets $318,270 /yr ↗ $318,270 /yr
I-200-21327-722262 Reported wage: $318,270 / year Annualized: $318,270 Status: Certified Fiscal year: 2022 Decision: 2021-12-01 Employment end: 2025-04-22 Worker positions: 1
Employer-reported disclosure · Base wage, not total compensation.
New York, NY 11/23/2021 04/23/2022 Eshares, Inc. Dba Carta Chief Compliance Officer, Brokerage And Markets $318,270 /yr ↗ $318,270 /yr
I-200-21327-722333 Reported wage: $318,270 / year Annualized: $318,270 Status: Certified Fiscal year: 2022 Decision: 2021-12-01 Employment end: 2025-04-22 Worker positions: 1
Employer-reported disclosure · Base wage, not total compensation.
Brooklyn, NY 11/23/2021 04/23/2022 Agricultural Bank Of China Limited Chief Compliance Officer $144,851 /yr ↗ $144,851 /yr
I-200-20059-362209 Reported wage: $144,851 / year Annualized: $144,851 Status: Certified Fiscal year: 2020 Decision: 2020-03-06 Employment end: 2023-08-19 Worker positions: 1
Employer-reported disclosure · Base wage, not total compensation.
New York, NY 02/28/2020 08/20/2020 Hawk Ridge Capital Management, LLC General Counsel & Deputy Chief Compliance Officer $145,000 /yr ↗ $145,000 /yr
I-200-20043-318031 Reported wage: $145,000 / year Annualized: $145,000 Status: Certified Fiscal year: 2020 Decision: 2020-02-20 Employment end: 2023-08-13 Worker positions: 1
Employer-reported disclosure · Base wage, not total compensation.
Los Angeles, CA 02/12/2020 08/13/2020 Iex Group, Inc Chief Compliance Officer $185,000 /yr ↗ $185,000 /yr
I-200-19077-124626 Reported wage: $185,000 / year Annualized: $185,000 Status: Certified - Withdrawn Fiscal year: 2019 Decision: 2019-03-26 Employment end: 2022-09-01 Worker positions: 1
Employer-reported disclosure · Base wage, not total compensation.
New York, NEW YORK 03/20/2019 09/02/2019 Agricultural Bank Of China Limited Chief Compliance Officer $490,000 /yr ↗ $490,000 /yr
I-200-19071-055129 Reported wage: $490,000 / year Annualized: $490,000 Status: Certified Fiscal year: 2019 Decision: 2019-03-18 Employment end: 2022-09-10 Worker positions: 1
Employer-reported disclosure · Base wage, not total compensation.
New York, NEW YORK 03/12/2019 09/11/2019 Agricultural Bank Of China Limited Chief Compliance Officer $490,000 /yr ↗ $490,000 /yr
I-200-19067-270350 Reported wage: $490,000 / year Annualized: $490,000 Status: Withdrawn Fiscal year: 2019 Decision: 2019-03-12 Employment end: 2022-09-08 Worker positions: 1
Employer-reported disclosure · Base wage, not total compensation.
New York, NEW YORK 03/12/2019 09/09/2019 Financorp Group International Corporation Chief Compliance Officer $173,000 /yr ↗ $173,000 /yr
I-200-18142-432722 Reported wage: $173,000 / year Annualized: $173,000 Status: Certified Fiscal year: 2018 Decision: 2018-05-29 Employment end: 2021-08-13 Worker positions: 1
Employer-reported disclosure · Base wage, not total compensation.
Fort Lauderdale, FL 05/22/2018 08/14/2018 Eastrich Holdings Corpoation Chief Compliance Officer $90,000 /yr ↗ $90,000 /yr
I-200-18071-384683 Reported wage: $90,000 / year Annualized: $90,000 Status: Certified Fiscal year: 2018 Decision: 2018-03-27 Employment end: 2021-09-17 Worker positions: 1
Employer-reported disclosure · Base wage, not total compensation.
New York, NY 03/21/2018 09/18/2018 Standard & Poor'S Financial Services LLC Chief Compliance Officer $200,000 /yr ↗ $200,000 /yr
I-200-15029-454830 Reported wage: $200,000–$235,000 / year Annualized: $200,000 Status: Certified - Withdrawn Fiscal year: 2017 Decision: 2017-08-21 Employment end: 2018-07-28 Worker positions: 1
Employer-reported disclosure · Base wage, not total compensation.
Harris, TX 01/30/2015 07/29/2015 Star Mountain Fund Management LLC Chief Compliance Officer & Controller $130,000 /yr ↗ $130,000 /yr
I-200-17202-603456 Reported wage: $130,000 / year Annualized: $130,000 Status: Certified Fiscal year: 2017 Decision: 2017-08-01 Employment end: 2020-07-30 Worker positions: 1
Employer-reported disclosure · Base wage, not total compensation.
New York, NY 07/26/2017 07/31/2017 Hardee Brothers, LLC Chief Compliance Officer $85,696 /yr ↗ $85,696 /yr
I-200-17096-959411 Reported wage: $85,696–$110,000 / year Annualized: $85,696 Status: Certified Fiscal year: 2017 Decision: 2017-04-12 Employment end: 2020-04-12 Worker positions: 1
Employer-reported disclosure · Base wage, not total compensation.
New York, NY 04/06/2017 04/13/2017 Eastbay Asset Management, LLC Chief Compliance Officer $210,413 /yr ↗ $210,413 /yr
I-200-17060-201754 Reported wage: $210,413 / year Annualized: $210,413 Status: Certified Fiscal year: 2017 Decision: 2017-03-15 Employment end: 2020-09-02 Worker positions: 1
Employer-reported disclosure · Base wage, not total compensation.
New York, NY 03/09/2017 09/03/2017 Sigue Corporation Deputy Chief Compliance Officer $200,000 /yr ↗ $200,000 /yr
I-200-16088-834531 Reported wage: $200,000 / year Annualized: $200,000 Status: Certified Fiscal year: 2016 Decision: 2016-04-01 Employment end: 2019-09-26 Worker positions: 1
Employer-reported disclosure · Base wage, not total compensation.
Sylmar, CA 03/28/2016 09/27/2016